Tools

Tools This page contains selected tools from the 10 tool types available on KnowledgeLeader. The tools on KnowledgeLeader are available to download, repurpose, and customize to fit your organization's needs. To view the full list of each tool type, please select the "View All" links.
Displaying 5 of 21. View All By: Title \| Date \| Topic Audit Reports Audit Committee Reports: Sample Presentations Human Resources Process and Compliance Review – Audit Report Quarterly Compliance Assessment – Audit Report Accounts Receivable, Credit, Collection and Cash Application Process Review – Audit Report Audit Plan Presentation Displaying 5 of 32. View All By: Title \| Date \| Topic Charters Audit Committee Charter Compensation Committee Charter Disclosure Committee Charter Risk Management Oversight Committee Charter Nominating and Governance Committee Charter Displaying 5 of 264. View All By: Title \| Date \| Topic Checklists & Questionnaires Audit Committee Self-Assessment Checklist Chief Audit Executive IT Control Checklist Fraud Schemes and Scenarios IT General Controls Questionnaire Treasury Process Controls Questionnaire Displaying 5 of 237. View All By: Title \| Date \| Topic Guides COSO Framework Description COSO Internal Control Framework Overview Guide for Documenting Processes and Controls for Sarbanes-Oxley How to Standardize Documentation for Internal Controls TCM Audit Principles (“TCM Audit Top 10”) Displaying 5 of 14. View All By: Title \| Date \| Topic Job Descriptions Senior Vice President, Chief Risk Officer Internal Audit Manager Senior Director of Internal Audit Director of Internal Audit - Example 2 Vice President, Corporate Audit		Displaying 5 of 247. View All By: Title \| Date \| Topic Work Programs Application Controls AuditNet Premium Content Controls Monitoring Quarterly Assessment Entity-Level Controls Risk Assessment Audit Work Program Displaying 5 of 17. View All By: Title \| Date \| Topic Methodologies & Models Capability Maturity Model Process Level Internal Audit Methodology Protiviti Risk Model^SM Six Elements of Infrastructure SOX Section 404 Compliance Initiatives Methodology Displaying 5 of 314. View All By: Title \| Date \| Topic Policies & Procedures Credit Risk Delegation of Authority Fraud Policy Statement Injury and Illness Portable Computing Device Security Displaying 5 of 28. View All By: Title \| Date \| Topic Process Flows AR and Cash Application Process Flow Order Entry, Billing and Shipping Process Flow Human Resources Management and Employee Set-Up Process Flow Payroll Process Flow Stock Options Process Flow Displaying 5 of 95. View All By: Title \| Date \| Topic Samples Internal Control Issues Log Strategic Internal Audit Plan Intercompany Accounts Reconciliation Template – Sample Segregation of Duties Matrix Risk Assessment Survey Template